SEC Form 4 · accession 0001659154-18-000034
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie A Cook
Officer — VP - Human Resources
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 11:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 10, 2018 | A | 1,458 | $0.00 | A | 28,839 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F3 | $23.14 | May 10, 2018 | A | 4,708 | A | — | May 10, 2028 | Common Stock | 4,708 | 4,708 | D |
Explanation of responses
- F1This represents a restricted stock award. All 1,458 shares vest on 5/10/2021.
- F2Some shares are subject to restrictions and forfeiture under Company Stock Benefit Plan.
- F3Options become exercisable as to 1,570 shares on 5/10/2019, 1,569 shares on 5/10/2020 and the remaining 1,569 shares on 5/10/2021.