SEC Form 4 · accession 0001659154-17-000091
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer L Sherman
Officer — President & CEO · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | M | 16,100 | $10.59 | A | 197,643 | D | |
| Common StockF1,F2,F3 | Dec 14, 2017 | F | 12,233 | $19.34 | D | 185,410 | D | |
| Common StockF4 | holding | — | — | — | 52,346 | I | held by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right-to-buy)F5 | $10.59 | Dec 14, 2017 | M | 16,100 | D | — | Feb 22, 2018 | Common Stock | 16,100 | 0 | D |
Explanation of responses
- F1This amount represents the total amount of shares withheld to cover payment of the exercise price and applicable tax withholding.
- F2Some shares are subject to restrictions and forfeiture under Company Stock Benefit Plan.
- F32,837.36 shares were acquired through the dividend reinvestment plan.
- F4Shares held in account under the Federal Signal Corporation Retirement Savings Plan 401(k) dated January 1, 2007.
- F5The option was granted on 2/22/2008 and vested in three equal annual installments. The option became fully vested and exercisable as of 2/22/2011.