SEC Form 4 · accession 0001659154-17-000075
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A. DuPre
Officer — VP, GC & Secretary
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2017 | M | 9,800 | $10.59 | A | 41,879 | D | |
| Common StockF1,F2 | Aug 31, 2017 | F | 7,545 | $18.69 | D | 34,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right-to-buy)F3 | $10.59 | Aug 31, 2017 | M | 9,800 | D | — | Feb 22, 2018 | Common Stock | 9,800 | 0 | D |
Explanation of responses
- F1This amount represents the total amount of shares withheld to cover payment of the exercise price and applicable tax withholding.
- F2Some shares are subject to restrictions and forfeiture under Company Stock Benefit Plan.
- F3The option was granted on 2/22/2008 and vested in three equal annual installments. The option became fully vested and exercisable as of 2/22/2011.