SEC Form 4 · accession 0001659154-17-000062
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Svetlana Vinokur
Officer — VP, Treasurer & Corp. Develop.
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 10, 2017 | A | 2,203 | $0.00 | A | 15,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F3 | $17.02 | May 10, 2017 | A | 6,291 | A | — | May 10, 2027 | Common Stock | 6,291 | 6,291 | D |
Explanation of responses
- F1This represents a restricted stock award. All 2,203 shares vest on 5/10/2020.
- F2Some shares are subject to restrictions and forfeiture under Company Stock Benefit Plan.
- F3Options become exercisable as to 2,097 shares on 5/10/2018, 2,097 shares on 5/10/2019 and the remaining 2,097 shares on 5/5/2020.