SEC Form 4 · accession 0001659154-16-000064
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer L Sherman
Officer — President & CEO · Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 49,221 | I | held by 401(k) plan | |
| Common Stock | holding | — | — | — | 135,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F1 | $12.66 | May 5, 2016 | A | 177,727 | A | — | May 5, 2026 | Common Stock | 177,727 | 498,786 | D |
Explanation of responses
- F1Options become exercisable as to 59,243 shares on 5/5/2017, 59,242 shares on 5/5/2018 and the remaining 59,242 shares on 5/5/2019.