SEC Form 4 · accession 0001659154-16-000014
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A. DuPre
Officer — VP, Gen'l Counsel & Secretary
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | M | 5,902 | — | A | 31,234 | D | |
| Common StockF2,F3 | Dec 31, 2015 | F | 2,149 | $15.85 | D | 29,085 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF1 | — | Dec 31, 2015 | M | 5,902 | D | — | Dec 31, 2015 | Common Stock | 5,902 | 0 | D |
Explanation of responses
- F1Each performance right represented a contingent right to receive up to two shares of the Company's common stock based on a one year performance metric. The number of shares was dependent on the Company's earnings per share (EPS)for the one year performance period.
- F2Some shares are subject to restrictions and forfeiture under the Company Stock Benefit Plan.
- F3107.53 shares were acquired through the dividend reinvestment plan.