SEC Form 4/A · accession 0001209191-18-027293
W.W. GRAINGER, INC. · GWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald L Jadin
Officer — Sr. VP & Chief Financial Off
Period of report
Apr 24, 2018
Accepted (ET)
May 2, 2018 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2018 | M | 29,000 | $108.15 | A | 49,459 | D | |
| Common StockF2 | Apr 24, 2018 | S | 3,600 | $285.6309 | D | 45,859 | D | |
| Common StockF3 | Apr 24, 2018 | S | 17,460 | $286.8966 | D | 28,399 | D | |
| Common StockF4 | Apr 24, 2018 | S | 7,740 | $287.5625 | D | 20,659 | D | |
| Common Stock | Apr 24, 2018 | S | 200 | $288.35 | D | 20,459 | D | |
| Common StockF5 | holding | — | — | — | 5,546 | I | By wife. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $108.15 | Apr 24, 2018 | M | 29,000 | D | Apr 28, 2013 | Apr 27, 2020 | Common Stock | 29,000 | 0 | D |
| Stock Option | $149.02 | holding | — | — | — | Apr 27, 2014 | Apr 26, 2021 | Common Stock | 25,336 | 25,336 | D |
| Stock Option | $204.01 | holding | — | — | — | Apr 25, 2015 | Apr 24, 2022 | Common Stock | 19,527 | 19,527 | D |
| Stock Option | $245.86 | holding | — | — | — | Apr 24, 2016 | Apr 23, 2023 | Common Stock | 16,790 | 16,790 | D |
| Stock Option | $248.22 | holding | — | — | — | Apr 30, 2017 | Apr 29, 2024 | Common Stock | 13,084 | 13,084 | D |
| Stock Option | $231.88 | holding | — | — | — | Apr 1, 2018 | Mar 31, 2025 | Common Stock | 15,226 | 15,226 | D |
| Stock Option | $234.38 | holding | — | — | — | Apr 1, 2019 | Mar 31, 2026 | Common Stock | 18,109 | 18,109 | D |
| Stock Option | $231.20 | holding | — | — | — | Apr 3, 2020 | Apr 2, 2027 | Common Stock | 12,580 | 12,580 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading program.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.08 to $285.97, inclusive. The reporting person undertakes to provide W.W. Grainger, Inc., any security holder of W.W. Grainger, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.31 to $287.27, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.31 to $288.09, inclusive.
- F5Shares held by Mr. Jadin's wife. Mr. Jadin disclaims beneficial ownership of such shares.
Remarks
The amendment is being filed to correct a typographical error where the Date of Earliest Transaction was mistakenly listed as 4/24/2017 but the actual Date of the Earliest Transaction was 4/24/2018.