SEC Form 4 · accession 0001209191-17-051232
W.W. GRAINGER, INC. · GWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Slavik
Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 828,194 | D | ||
| Common StockF1 | holding | — | — | — | 68,847 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 1,039,490 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 1,635,760 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 87,306 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 255,686 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF6,F7 | — | Sep 1, 2017 | A | 156 | A | — | — | Common Stock | 156 | 20,055 | D |
Explanation of responses
- F1Shares held by trusts of which Mr. Slavik is a beneficiary and trustee or co-trustee.
- F2Shares held by or FBO Mr. Slavik's children. Mr. Slavik disclaims beneficial ownership of such shares.
- F3Shares held by corporation of which Mr. Slavik is a shareholder, director & officer. Mr. Slavik disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.
- F4Shares held by trusts of which Mr. Slavik is a trustee or co-trustee. Mr. Slavik disclaims beneficial ownership of such shares.
- F5Shares owned by Emerald Bay Ventures II, LLC of which Mr. Slavik is a member and the sole manager. Mr. Slavik disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.
- F61-for-1
- F7The stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.