SEC Form 4 · accession 0001209191-17-000504
W.W. GRAINGER, INC. · GWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Slavik
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 8:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5,F6 | Dec 31, 2016 | S$0 | 0 | — | D | 255,686 | I | See Footnote |
| Common Stock | holding | — | — | — | 828,194 | D | ||
| Common StockF1 | holding | — | — | — | 68,847 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 1,039,490 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 1,635,760 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 87,306 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF7,F8 | — | holding | — | — | — | — | — | Common Stock | 19,018 | 19,018 | D |
Explanation of responses
- F1Shares held by trusts of which Mr. Slavik is a beneficiary and trustee or co-trustee.
- F2Shares held by or FBO Mr. Slavik's children. Mr. Slavik disclaims beneficial ownership of such shares.
- F3Shares held by corporation of which Mr. Slavik is a shareholder, director & officer. Mr. Slavik disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.
- F4Shares held by trusts of which Mr. Slavik is a trustee or co-trustee. Mr. Slavik disclaims beneficial ownership of such shares.
- F5On December 31, 2016, Mr. Slavik disposed of equity interests constituting approximately 17.46% of Emerald Bay Ventures II, LLC, which owns 255,686 shares of W.W. Grainger, Inc. common stock, via a private intra-family sale.
- F6Shares owned by Emerald Bay Ventures II, LLC, of which Mr. Slavik is the sole manager. Mr. Slavik disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.
- F71-for-1
- F8The stock units are expected to settle in shares of common stock on a one-for-one basis following termination of service as a director.