SEC Form 4 · accession 0001209191-15-078297
W.W. GRAINGER, INC. · GWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Slavik
Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 12:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Nov 3, 2015 | S$0 | 0 | — | D | 1,635,760 | I | See Footnote |
| Common Stock | holding | — | — | — | 828,194 | D | ||
| Common StockF1 | holding | — | — | — | 68,847 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 1,039,490 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 87,306 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 255,686 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF7,F8 | — | holding | — | — | — | — | — | Common Stock | 17,858 | 17,858 | D |
Explanation of responses
- F1Shares held by trusts of which Mr. Slavik is a beneficiary and trustee or co-trustee.
- F2Shares held by or FBO Mr. Slavik's children. Mr. Slavik disclaims beneficial ownership of such shares.
- F3On November 3, 2015, Mr. Slavik disposed of, via private inter-family sale, shares constituting approximately 17.29% of a corporation that owns shares of W.W. Grainger, Inc. common stock.
- F4Shares held by corporation of which Mr. Slavik is a shareholder, director & officer. Mr. Slavik disclaims beneficial ownership of such shares.
- F5Shares held by trusts of which Mr. Slavik is a trustee or co-trustee. Mr. Slavik disclaims beneficial ownership of such shares.
- F6Shares owned by Emerald Bay Ventures II, LLC, of which Mr. Slavik is the sole manager. Mr. Slavik disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.
- F71-for-1
- F8The stock units are expected to settle in shares of common stock on a one-for-one basis following termination of service as a director.