SEC Form 4 · accession 0001209191-15-068843
W.W. GRAINGER, INC. · GWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Slavik
Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 1, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 828,194 | D | ||
| Common StockF1 | holding | — | — | — | 68,847 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 1,039,490 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 1,635,760 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 87,306 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 255,686 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF6,F7 | — | Sep 1, 2015 | A | 93 | A | — | — | Common Stock | 93 | 17,858 | D |
Explanation of responses
- F1Shares held by trusts of which Mr. Slavik is a beneficiary and trustee or co-trustee.
- F2Shares held by or FBO Mr. Slavik's children. Mr. Slavik disclaims beneficial ownership of such shares.
- F3Shares held by corporation of which Mr. Slavik is a shareholder, director & officer. Mr. Slavik disclaims beneficial ownership of such shares.
- F4Shares held by trusts of which Mr. Slavik is a trustee or co-trustee. Mr. Slavik disclaims beneficial ownership of such shares.
- F5Shares owned by Emerald Bay Ventures II, LLC, of which Mr. Slavik is the sole manager. Mr. Slavik disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.
- F61-for-1
- F7The stock units are expected to settle in shares of common stock on a one-for-one basis following termination of service as a director.