SEC Form 4 · accession 0001354488-16-008383
PURE CYCLE CORP · PCYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Harding
Officer — Chief Executive Officer · Director
Period of report
Oct 12, 2016
Accepted (ET)
Oct 14, 2016 · 11:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000276720
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock OptionF1 | $5.61 | Oct 12, 2016 | A | 50,000 | A | — | Oct 12, 2016 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The common stock options vest as follows: one third on 10/12/17, on-third on 10/12/18 and one-third on 10/12/19.