SEC Form 4 · accession 0001209191-16-108057
CONNECTICUT WATER SERVICE INC / CT · CTWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith E Wallingford
Officer — Div. Pres. Maine Water
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000276209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common - Phantom (Long-term award)F1 | Mar 11, 2016 | D | 730 | $0.00 | D | 10,906 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition represents forfeitures of a portion of the performance share unit awards previously made to the reporting person on January 23, 2015 pursuant to the terms of the Company's 2014 Performance Stock Program, based on the Board's March 11, 2016 determination on the percentage of the performance targets under the 2015 Annual Incentive Plan that were attained for 2015.