SEC Form 5 · accession 0000892712-16-001387
BAYLAKE CORP · BYLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Richard Lammersfeld
Officer — Chief Strategy & Dev. Officer
Period of report
Dec 31, 2015
Accepted (ET)
Feb 9, 2016 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000275119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 6,712 | D | ||
| Common StockF1 | holding | — | — | — | 45 | I | By ESPP | |
| Common Stock | holding | — | — | — | 1,000 | I | By IRA | |
| Restricted Stock UnitsF2 | holding | — | — | — | 792 | D | ||
| Restricted Stock UnitsF3 | holding | — | — | — | 1,585 | D | ||
| Restricted Stock UnitsF4 | holding | — | — | — | 1,438 | D | ||
| Restricted Stock UnitsF5 | holding | — | — | — | 811 | D | ||
| Restricted Stock UnitsF6 | holding | — | — | — | 2,037 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Increased shares reflect shares purchased through an Employee Stock Purchase Plan.
- F2The aggregate restricted stock units were granted on 3/15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- F3The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- F4The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- F5The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- F6The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.