SEC Form 5 · accession 0000892712-16-001367
BAYLAKE CORP · BYLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Schabo
Officer — Mark. Pres.-Fox Valley Region
Period of report
Dec 31, 2015
Accepted (ET)
Feb 8, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000275119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | A | 400 | $12.35 | A | 400 | D | |
| Restricted Stock UnitsF1 | holding | — | — | — | 1,600 | D | ||
| Restricted Stock UnitsF2 | holding | — | — | — | 1,258 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The aggregate restricted stock units were granted on 5/20/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- F2The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.