SEC Form 4/A · accession 0001311183-15-000003
NATURES SUNSHINE PRODUCTS INC · NATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul Noack
Officer — President, China & New Markets
Period of report
Jan 15, 2015
Accepted (ET)
Feb 23, 2015 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000275053
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | A | 37,500 | $0.00 | A | 37,500 | D | |
| Common StockF2 | Jan 15, 2015 | A | 7,000 | $0.00 | A | 44,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $14.30 | Jan 15, 2015 | A | 100,000 | A | Oct 13, 2015 | Oct 13, 2024 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Shares issued pursuant to a special incentive grant in the form of restricted stock units; each restricted stock unit represents the right to receive one share of NATR common stock. These shares will vest in three equal annual installments beginning on January 15, 2016.
- F2Shares issued pursuant to a long-term incentive plan grant in the form of restricted stock units; each stock unit represents the right to receive one share of NATR common stock. These shares will vest in three equal annual installments beginning on January 15, 2016.
- F3This option vests in four equal installments upon the completion of each year of the reporting person's employment beginning on October 13, 2015.