SEC Form 4 · accession 0001311182-15-000001
NATURES SUNSHINE PRODUCTS INC · NATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Probert
Officer — CEO & Chairman of the Board
Period of report
Jan 15, 2015
Accepted (ET)
Jan 16, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000275053
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | A | 50,000 | $0.00 | A | 105,319 | D | |
| Common StockF2 | Jan 15, 2015 | A | 30,000 | $0.00 | A | 135,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $14.30 | Jan 15, 2015 | A | 185,000 | A | — | Jan 15, 2025 | Common Stock | 185,000 | 572,500 | D |
Explanation of responses
- F1Shares issued pursuant to a special incentive grant in the form of restricted stock units, each restricted stock unit represents the right to receive one share of NATR common stock. These shares will vest in three equal annual installments beginning on January 15, 2016.
- F2Shares issued pursuant to a long-term incentive grant in the form of restricted stock units, each restricted stock unit represents the right to receive one share of NATR common stock. These shares will vest in three equal annual installments beginning on January 15, 2016.
- F3These options vest in three equal annual installments beginning on January 15, 2016.