SEC Form 4 · accession 0001263696-19-000002
NATURES SUNSHINE PRODUCTS INC · NATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Baty
Officer — EVP & Chief Financial Officer
Period of report
Oct 31, 2017
Accepted (ET)
Jan 4, 2019 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000275053
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 31, 2017 | F | 3,806 | $9.90 | D | 56,790 | D | |
| Common SharesF2 | Oct 31, 2018 | F | 3,806 | $8.85 | D | 52,984 | D | |
| Common SharesF3 | Jan 2, 2019 | F | 1,904 | $8.29 | D | 51,080 | D | |
| Common SharesF4 | Jan 2, 2019 | A | 13,334 | $8.29 | A | 64,414 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on October 31, 2016. The number of shares withheld was determined on October 31, 2017, based on the closing price of NATR common stock on that date.
- F2Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on October 31, 2016. The number of shares withheld was determined on October 31, 2018, based on the closing price of NATR common stock on that date.
- F3Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 1, 2017. The number of shares withheld was determined on January 2, 2019, based on the closing price of NATR common stock on that date.
- F4These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on January 2, 2020.