SEC Form 4 · accession 0001254690-16-000004
NATURES SUNSHINE PRODUCTS INC · NATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000275053
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2016 | A | 5,464 | $0.00 | A | 30,413 | I | Spouse |
| Common Stock | holding | — | — | — | 586,275 | I | Trust | |
| Common StockF3 | holding | — | — | — | 79,352 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 5, 2017.
- F2Represents shares which are directly beneficially owned by Kristine F. Hughes and indirectly beneficially owned by Mrs. Hughes' spouse, Eugene L. Hughes.
- F3Represents shares allocated to Mr. Hughes 401(k) plan account, which is indirectly beneficially owned by Eugene L. Hughes and his spouse, Kristine F. Hughes.