SEC Form 4 · accession 0001567619-19-000677
U.S. GOLD CORP. · USAU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C. Mathewson
Officer — Vice President of Exploration
Period of report
Oct 24, 2018
Accepted (ET)
Jan 7, 2019 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2018 | A | 11,792 | $0.00 | A | 619,906 | D | |
| Common StockF1 | Nov 16, 2018 | A | 12,019 | $0.00 | A | 631,925 | D | |
| Common StockF1 | Dec 29, 2018 | A | 13,441 | $0.00 | A | 645,366 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.