SEC Form 4 · accession 0001493152-18-013016
U.S. GOLD CORP. · USAU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David C. Mathewson
Officer — Vice President of Exploration
Period of report
Sep 6, 2018
Accepted (ET)
Sep 7, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2018 | A | 10,965 | $0.00 | A | 508,114 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of his employment with U.S. Gold Corp, wherein he receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.