SEC Form 4 · accession 0001493152-18-005083
U.S. GOLD CORP. · USAU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J DelAversano
Officer — See Remarks
Period of report
Apr 10, 2018
Accepted (ET)
Apr 12, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027093
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F1 | $1.45 | Apr 10, 2018 | A | 50,000 | A | — | Apr 10, 2023 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Represents an option award (the "Option Award") under the U.S. Gold Corp. Equity Incentive Plan, which Option Award shall vest in equal quarterly installments beginning on the 90 day anniversary of the date of grant.
- F2Option Award is compensation for the Reporting Person's service as Principal Financial and Accounting Officer of the Issuer.
Remarks
Principal Financial and Accounting Officer