SEC Form 4 · accession 0001171520-16-000702
U.S. GOLD CORP. · USAU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Alan Moylan
Officer — CEO · Director
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF2 | Jan 13, 2016 | A | 280,000 | $0.60 | A | 351,666 | D | |
| Common StockF1 | holding | — | — | — | 71,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2014 Equity Incentive Plan (Right to Buy) | $1.69 | holding | — | — | — | Jun 8, 2015 | Jun 8, 2020 | Common Stock | 166,667 | 166,667 | D |
Explanation of responses
- F1Reflects the reduction of 7,265 shares as a result of complying with NASDAQ Listing Rule 5635(c) in connection with the purchase by Mr. Moylan of 50,000 shares of the Issuer's common stock in February 2015.
- F2Represents the closing price of the Company's common stock on January 13, 2016.