SEC Form 4 · accession 0001225208-18-010911
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith E Wandell
Director
Period of report
Jun 25, 2018
Accepted (ET)
Jun 26, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Jun 25, 2018 | M | 36,101 | $5.85 | A | 69,988 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | M | 15,199 | $5.85 | A | 85,187 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 100 | $20.67 | D | 85,087 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 100 | $20.53 | D | 84,987 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 100 | $20.401 | D | 84,887 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 200 | $20.66 | D | 84,687 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 200 | $20.645 | D | 84,487 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 200 | $20.625 | D | 84,287 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 200 | $20.615 | D | 84,087 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 300 | $20.655 | D | 83,787 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 300 | $20.611 | D | 83,487 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 300 | $20.575 | D | 83,187 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 300 | $20.565 | D | 82,887 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 300 | $20.48 | D | 82,587 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 300 | $20.465 | D | 82,287 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 300 | $20.42 | D | 81,987 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 400 | $20.63 | D | 81,587 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 400 | $20.605 | D | 81,187 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 400 | $20.56 | D | 80,787 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 400 | $20.51 | D | 80,387 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 400 | $20.43 | D | 79,987 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 400 | $20.40 | D | 79,587 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 500 | $20.595 | D | 79,087 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 500 | $20.55 | D | 78,587 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 700 | $20.52 | D | 77,887 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 800 | $20.49 | D | 77,087 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 900 | $20.435 | D | 76,187 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 1,500 | $20.50 | D | 74,687 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 1,976 | $20.65 | D | 72,711 | D | |
| Common Stock, par value $0.01 | Jun 25, 2018 | S | 2,100 | $20.64 | D | 70,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $5.85 | Jun 25, 2018 | M | 15,199 | D | Sep 17, 2009 | Sep 17, 2018 | Common Stock, par value $0.01 | 15,199 | 0 | D |
| Stock Option - Right to BuyF2 | $5.85 | Jun 25, 2018 | M | 36,101 | D | Sep 17, 2011 | Sep 17, 2018 | Common Stock, par value $0.01 | 36,101 | 0 | D |
Explanation of responses
- F1Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.
- F2Stock options granted cliff vest three (3) years from the date of the grant.