SEC Form 4 · accession 0001225208-18-006840

DANA Inc · DAN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Financial Officer

Period of report

Mar 28, 2018

Accepted (ET)

Mar 30, 2018 · 5:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000026780

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01	Mar 28, 2018	M	16,085	$24.99	A	28,616	D
Common Stock, par value $0.01	Mar 28, 2018	M	176	$24.99	A	28,792	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Rights^F1	—	Mar 28, 2018	M	176	D	—	—	Common Stock, par value $0.01	176	559	D
Restricted Stock Units^F2,F3,F4	—	Mar 28, 2018	M	16,085	D	Mar 28, 2018	—	Common Stock, par value $0.01	16,085	0	D
Restricted Stock Units^F2,F3,F4	—	Mar 28, 2018	A	14,005	A	Mar 28, 2019	—	Common Stock, par value $0.01	14,005	14,005	D

F1Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
F2Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.
F3Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
F4Restricted stock units granted vest in full on the first anniversary date of the grant.