SEC Form 4 · accession 0001225208-18-001421
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne Matthews
Officer — Pres - Power Technologies Grp
Period of report
Jan 23, 2018
Accepted (ET)
Jan 24, 2018 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Jan 23, 2018 | M | 22,512 | $0.00 | A | 65,267 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | M | 5,763 | $0.00 | A | 71,030 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | M | 4,969 | $0.00 | A | 75,999 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 100 | $33.265 | D | 75,899 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 100 | $33.255 | D | 75,799 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 100 | $33.245 | D | 75,699 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 100 | $33.235 | D | 75,599 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 100 | $33.23 | D | 75,499 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 100 | $33.228 | D | 75,399 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 100 | $33.218 | D | 75,299 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 162 | $33.23 | D | 75,137 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 400 | $33.215 | D | 74,737 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 920 | $33.24 | D | 73,817 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 1,026 | $33.225 | D | 72,791 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 1,520 | $33.25 | D | 71,271 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 1,653 | $33.20 | D | 69,618 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 2,329 | $33.23 | D | 67,289 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 2,400 | $33.21 | D | 64,889 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 2,433 | $33.22 | D | 62,456 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 2,507 | $33.24 | D | 59,949 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 2,894 | $33.26 | D | 57,055 | D | |
| Common Stock, par value $0.01 | Jan 23, 2018 | S | 14,300 | $33.205 | D | 42,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $15.96 | Jan 23, 2018 | M | 22,512 | D | Feb 21, 2013 | Feb 21, 2022 | Common Stock, par value $0.01 | 22,512 | 0 | D |
| Stock Option - Right to BuyF1 | $17.80 | Jan 23, 2018 | M | 4,969 | D | Feb 23, 2012 | Feb 23, 2021 | Common Stock, par value $0.01 | 4,969 | 0 | D |
| Stock Option - Right to BuyF1 | $11.27 | Jan 23, 2018 | M | 5,763 | D | Mar 2, 2011 | Mar 2, 2020 | Common Stock, par value $0.01 | 5,763 | 0 | D |
Explanation of responses
- F1Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.