SEC Form 4 · accession 0001225208-17-016733
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne Matthews
Officer — Pres - Power Technologies Grp
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Oct 30, 2017 | M | 33,647 | $16.19 | A | 76,402 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.69 | D | 76,302 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.678 | D | 76,202 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.635 | D | 76,102 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.615 | D | 76,002 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.595 | D | 75,902 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.588 | D | 75,802 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.575 | D | 75,702 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.538 | D | 75,602 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.535 | D | 75,502 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 100 | $29.505 | D | 75,402 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 200 | $29.68 | D | 75,202 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 200 | $29.625 | D | 75,002 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 200 | $29.58 | D | 74,802 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 200 | $29.57 | D | 74,602 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 200 | $29.545 | D | 74,402 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 200 | $29.508 | D | 74,202 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 300 | $29.525 | D | 73,902 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 500 | $29.675 | D | 73,402 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 500 | $29.52 | D | 72,902 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 550 | $29.665 | D | 72,352 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 700 | $29.63 | D | 71,652 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 700 | $29.61 | D | 70,952 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 753 | $29.53 | D | 70,199 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 1,200 | $29.64 | D | 68,999 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 1,305 | $29.55 | D | 67,694 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 1,804 | $29.56 | D | 65,890 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 2,031 | $29.54 | D | 63,859 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 2,100 | $29.655 | D | 61,759 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | S | 2,900 | $29.645 | D | 58,859 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $16.19 | Oct 30, 2017 | M | 33,647 | D | Feb 25, 2014 | Feb 25, 2023 | Common Stock, par value $0.01 | 33,647 | 0 | D |
Explanation of responses
- F1Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.