SEC Form 4 · accession 0001225208-17-016732
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aziz Aghili
Officer — Pres Off-Hwy Technologies
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Oct 30, 2017 | M | 40,376 | $16.19 | A | 45,876 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | M | 22,702 | $15.96 | A | 68,578 | D | |
| Common Stock, par value $0.01 | Oct 30, 2017 | M | 5,846 | $17.80 | A | 74,424 | D | |
| Common Stock, par value $0.01F1 | Oct 30, 2017 | D | 68,924 | $29.72 | D | 5,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $15.96 | Oct 30, 2017 | M | 22,702 | D | Feb 21, 2013 | Feb 21, 2022 | Common Stock, par value $0.01 | 22,702 | 0 | D |
| Stock Appreciation Right | $17.80 | Oct 30, 2017 | M | 5,846 | D | Feb 23, 2012 | Feb 23, 2021 | Common Stock, par value $0.01 | 5,846 | 0 | D |
| Stock Appreciation Right | $16.19 | Oct 30, 2017 | M | 40,376 | D | Feb 25, 2014 | Feb 25, 2023 | Common Stock, par value $0.01 | 40,376 | 0 | D |
Explanation of responses
- F1Represents the total number of stock appreciation rights that were vested and cash settled.