SEC Form 4 · accession 0001225208-17-009283
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne Matthews
Officer — Pres - Power Technologies Grp
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | May 4, 2017 | M | 6,667 | $0.51 | A | 49,422 | D | |
| Common Stock, par value $0.01 | May 4, 2017 | S | 300 | $20.135 | D | 49,122 | D | |
| Common Stock, par value $0.01 | May 4, 2017 | S | 1,503 | $20.13 | D | 47,619 | D | |
| Common Stock, par value $0.01 | May 4, 2017 | S | 2,200 | $20.131 | D | 45,419 | D | |
| Common Stock, par value $0.01 | May 4, 2017 | S | 2,664 | $20.127 | D | 42,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $0.51 | May 4, 2017 | M | 6,667 | D | Mar 18, 2010 | Mar 18, 2019 | Common Stock, par value $0.01 | 6,667 | 0 | D |
Explanation of responses
- F1Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.