SEC Form 4 · accession 0001225208-17-007046
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Mark Collins
Officer — EVP & Chief Financial Officer
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Mar 28, 2017 | M | 18,436 | $0.00 | A | 18,436 | D | |
| Common Stock, par value $0.01 | Mar 28, 2017 | M | 296 | $0.00 | A | 18,732 | D | |
| Common Stock, par value $0.01F1 | Mar 28, 2017 | F | 6,201 | $18.65 | D | 12,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2 | — | Mar 28, 2017 | M | 296 | D | — | — | Common Stock, par value $0.01 | 296 | 0 | D |
| Restricted Stock UnitsF3,F4 | — | Mar 28, 2017 | M | 18,436 | D | Mar 28, 2017 | — | Common Stock, par value $0.01 | 18,436 | 0 | D |
Explanation of responses
- F1Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
- F2Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
- F3Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
- F4Restricted stock units granted vest in full on the first anniversary date of the grant.