SEC Form 4 · accession 0001225208-17-005093
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George T Constand
Officer — Chief Technical & Quality Offi
Period of report
Feb 27, 2015
Accepted (ET)
Mar 1, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Feb 27, 2015 | S | 400 | $19.075 | D | 30,165 | D | |
| Common Stock, par value $0.01 | Feb 27, 2015 | S | 600 | $18.975 | D | 29,565 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | M | 29,362 | $16.19 | A | 79,015 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | M | 23,178 | $15.96 | A | 102,193 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | M | 16,668 | $0.51 | A | 118,861 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | M | 16,399 | $17.80 | A | 135,260 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.228 | D | 135,160 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.22 | D | 135,060 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.205 | D | 134,960 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.205 | D | 134,860 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.171 | D | 134,760 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.151 | D | 134,660 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.111 | D | 134,560 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.10 | D | 134,460 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $19.078 | D | 134,360 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $18.985 | D | 134,260 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 100 | $18.981 | D | 134,160 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 200 | $19.25 | D | 133,960 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 200 | $19.021 | D | 133,760 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 200 | $18.971 | D | 133,560 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 300 | $19.13 | D | 133,260 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 307 | $19.001 | D | 132,953 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 400 | $19.21 | D | 132,553 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 400 | $19.175 | D | 132,153 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 400 | $19.115 | D | 131,753 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 400 | $19.085 | D | 131,353 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 400 | $19.031 | D | 130,953 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 500 | $19.195 | D | 130,453 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 500 | $19.19 | D | 129,953 | D | |
| Common Stock, par value $0.01 | Feb 27, 2017 | S | 500 | $19.18 | D | 129,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $15.96 | Feb 27, 2017 | M | 23,178 | D | Feb 21, 2013 | Feb 21, 2022 | Common Stock, par value $0.01 | 23,178 | 0 | D |
| Stock Option - Right to BuyF1 | $17.80 | Feb 27, 2017 | M | 16,399 | D | Feb 23, 2012 | Feb 23, 2021 | Common Stock, par value $0.01 | 16,399 | 0 | D |
| Stock Option - Right to BuyF1 | $16.19 | Feb 27, 2017 | M | 29,362 | D | Feb 25, 2014 | Feb 25, 2023 | Common Stock, par value $0.01 | 29,362 | 0 | D |
| Stock Option - Right to BuyF1 | $0.51 | Feb 27, 2017 | M | 16,668 | D | Mar 18, 2010 | Mar 18, 2019 | Common Stock, par value $0.01 | 16,668 | 0 | D |
Explanation of responses
- F1Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.