SEC Form 4 · accession 0001225208-17-004999

DANA Inc · DAN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, General Counsel & Secty

Period of report

Dec 2, 2016

Accepted (ET)

Feb 28, 2017 · 7:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000026780

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.01	Dec 2, 2016	M	298	$0.00	A	66,668	D
Common Stock, par value $0.01^F1	Dec 2, 2016	F	298	$17.24	D	66,370	D
Common Stock, par value $0.01	Feb 25, 2017	M	21,215	$0.00	A	48,460	D
Common Stock, par value $0.01	Feb 25, 2017	M	842	$0.00	A	49,302	D
Common Stock, par value $0.01^F1	Feb 25, 2017	F	6,401	$19.01	D	42,901	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Dec 2, 2016	M	298	D	Feb 25, 2017	—	Common Stock, par value $0.01	298	21,215	D
Dividend Equivalent Rights^F4	—	Feb 25, 2017	M	842	D	—	—	Common Stock, par value $0.01	842	926	D
Restricted Stock Units^F2,F5	—	Feb 25, 2017	M	21,215	D	Feb 25, 2017	—	Common Stock, par value $0.01	21,215	0	D

F1Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
F2Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
F3Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.
F4Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
F5Restricted stock units granted cliff vest three (3) years from date of grant.