SEC Form 4 · accession 0001225208-17-004273
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Wallace
Officer — EVP & Pres Comm Veh Drive Tech
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Feb 21, 2017 | M | 37,972 | $16.19 | A | 190,817 | D | |
| Common Stock, par value $0.01 | Feb 21, 2017 | M | 16,012 | $15.96 | A | 206,829 | D | |
| Common Stock, par value $0.01 | Feb 21, 2017 | S | 700 | $19.523 | D | 206,129 | D | |
| Common Stock, par value $0.01 | Feb 21, 2017 | S | 7,200 | $19.50 | D | 198,929 | D | |
| Common Stock, par value $0.01 | Feb 21, 2017 | S | 16,012 | $19.50 | D | 182,917 | D | |
| Common Stock, par value $0.01 | Feb 21, 2017 | S | 30,072 | $19.51 | D | 152,845 | D | |
| Common Stock, par value $0.01 | Feb 22, 2017 | S | 20,000 | $19.75 | D | 132,845 | D | |
| Common Stock, par value $0.01 | Feb 23, 2017 | S | 600 | $19.78 | D | 132,245 | D | |
| Common Stock, par value $0.01 | Feb 23, 2017 | S | 9,400 | $19.785 | D | 122,845 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $15.96 | Feb 21, 2017 | M | 16,012 | D | Feb 21, 2013 | Feb 21, 2022 | Common Stock, par value $0.01 | 16,012 | 0 | D |
| Stock Option - Right to BuyF1 | $16.19 | Feb 21, 2017 | M | 37,972 | D | Feb 25, 2014 | Feb 25, 2023 | Common Stock, par value $0.01 | 37,972 | 0 | D |
Explanation of responses
- F1Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.