SEC Form 4 · accession 0001225208-17-001339
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Schulz
Director
Period of report
Jan 18, 2017
Accepted (ET)
Jan 19, 2017 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Jan 18, 2017 | M | 6,963 | $11.66 | A | 21,963 | D | |
| Common Stock, par value $0.01 | Jan 18, 2017 | S | 6,963 | $19.455 | D | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $11.66 | Jan 18, 2017 | M | 6,963 | D | Mar 3, 2011 | Mar 3, 2020 | Common Stock, par value $0.01 | 6,963 | 0 | D |
Explanation of responses
- F1Granted stock options vested in three (3) equal annual installments beginning on the first year anniversary date of the grant.