SEC Form 4 · accession 0001225208-16-042682
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Schulz
Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Dec 1, 2016 | S | 262 | $17.38 | D | 19,738 | D | |
| Common Stock, par value $0.01 | Dec 1, 2016 | S | 1,000 | $17.383 | D | 18,738 | D | |
| Common Stock, par value $0.01 | Dec 1, 2016 | S | 1,300 | $17.364 | D | 17,438 | D | |
| Common Stock, par value $0.01 | Dec 1, 2016 | S | 2,438 | $17.37 | D | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1 | — | Dec 2, 2016 | A | 34 | A | — | — | Common Stock, par value $0.01 | 34 | 168 | D |
Explanation of responses
- F1Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.