SEC Form 4 · accession 0001225208-16-030251
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Kevin Kamsickas
Officer — President & CEO · Director
Period of report
Mar 23, 2016
Accepted (ET)
Mar 24, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Mar 23, 2016 | A | 175,224 | A | — | — | Common Stock, par value $0.01 | 175,224 | 175,224 | D |
Explanation of responses
- F1Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan.
- F2Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
- F3Restricted stock units granted cliff vest three (3) years from date of grant.