SEC Form 4 · accession 0001628280-18-014615
CURTISS WRIGHT CORP · CW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Charles Adams
Officer — Chairman & CEO
Period of report
Nov 23, 2018
Accepted (ET)
Nov 27, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2018 | M | 12,578 | $107.59 | A | 87,784 | D | |
| Common Stock | Nov 26, 2018 | S | 5,620 | $108.70 | D | 82,164 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $0.00 | Nov 23, 2018 | M | 12,578 | D | Nov 23, 2018 | Nov 23, 2018 | Common Stock | 12,578 | 15,991 | D |
Explanation of responses
- F1These shares were acquired through a restricted share unit grant under the Company's 2014 Long Term Incentive Plan, whereby units vested in common stock shares of Curtiss-Wright Common Stock after a three year vesting period.
- F2Shares were sold in compliance with the Company's share ownership guidelines whereby the executive may sell his vesting award if the Reporting Person is in and remains in compliance with the share ownership guidelines
- F3No price on the date of issue, option having been granted as an employee benefit transaction.