SEC Form 4 · accession 0001628280-16-022068
CURTISS WRIGHT CORP · CW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn E Tynan
Officer — Vice President and CFO
Period of report
Dec 13, 2016
Accepted (ET)
Dec 16, 2016 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 18,242 | $30.90 | A | 86,167 | D | |
| Common Stock | Dec 13, 2016 | M | 21,369 | $29.88 | A | 107,536 | D | |
| Common Stock | Dec 14, 2016 | M | 8,980 | $29.88 | A | 116,516 | D | |
| Common StockF2 | Dec 14, 2016 | S | 48,591 | $103.98 | D | 67,925 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $30.90 | Dec 13, 2016 | M | 18,242 | D | Nov 17, 2010 | Nov 18, 2019 | Common Stock | 18,242 | 30,349 | D |
| Option to Purchase Common Stock | $29.88 | Dec 13, 2016 | M | 21,369 | D | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 21,369 | 8,980 | D |
| Option to Purchase Common Stock | $29.88 | Dec 14, 2016 | M | 8,980 | D | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 8,980 | 0 | D |
Explanation of responses
- F1Shares were sold in compliance with the Company's share ownership guidelines whereby the executive may sell shares provided the executive remains compliant with guidelines. The Reporting Person is and remains in compliance with the share ownership guidelines with owning more than 3 times his base salary in common stock.
- F2Weighted average selling price of shares sold on December 13 and 14, 2016