SEC Form 4 · accession 0001628280-16-021562
CURTISS WRIGHT CORP · CW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Charles Adams
Officer — Chairman & CEO
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026324
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | $0.00 | Nov 17, 2016 | A | 9,114 | A | Nov 18, 2019 | Nov 18, 2019 | Common Stock | 9,114 | 32,319 | D |
Explanation of responses
- F1No price on the date of issue, option having been granted as an employee benefit transaction.
- F2Number of shares calculated based on the value of the award divided by the closing price of $98.95 for Issuer's common stock as reported by the New York Stock Exchange on November 17, 2016, the date the Board initially approved the award.
- F3These units are restricted for a period of three years and are subject to forfeiture if the Officer should leave the employ of the Company.