SEC Form 4 · accession 0000950117-16-001175
CURTISS WRIGHT CORP · CW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Jakubowitz
Officer — VP & Treasurer
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 11:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F5 | May 16, 2016 | M | 2,944 | $44.77 | A | 18,296 | D | |
| Common StockF4 | May 16, 2016 | S | 2,944 | $81.65 | D | 15,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF3 | $36.73 | May 16, 2016 | M | 1,573 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | — | 11,414 | D |
| Option to Purchase Common StockF3 | $54.00 | May 16, 2016 | M | 1,371 | D | Nov 17, 2008 | Nov 20, 2017 | Common Stock | 1,371 | 10,043 | D |
Explanation of responses
- F1These shares were acquired through an exercise of an expiring stock option granted in 2005 under the Company's 2005 Long Term Incentive Plan
- F2Price reflects the weighted average exercise price of the two stock option awards granted on November 20, 2006; and November 17, 2007.
- F3There is no price associated with acquiring this derivative security since it was acquired pursuant to an employee benefit transaction under the Company's Omnibus Long Term Incentive Plan.
- F4Price reflects the weighted average sales price for the 2944 share sold on the New York Stock Exchange.
- F5This number corrects a previous clerical error.