SEC Form 4 · accession 0000950117-15-000774
CURTISS WRIGHT CORP · CW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Charles Adams
Officer — Chairman & CEO
Period of report
Nov 4, 2015
Accepted (ET)
Nov 4, 2015 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 2, 2015 | M | 31,421 | $30.12 | A | 91,015 | D | |
| Common StockF2 | Nov 2, 2015 | M | 30,679 | $30.90 | A | 121,694 | D | |
| Common StockF3 | Nov 2, 2015 | S | 62,100 | $69.8027 | D | 59,594 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF4 | $30.12 | Nov 2, 2015 | M | 31,421 | D | Nov 15, 2009 | Nov 15, 2018 | Common Stock | 31,421 | 53,670 | D |
| Option to Purchase Common StockF4 | $30.90 | Nov 2, 2015 | M | 30,679 | D | Nov 17, 2010 | Nov 17, 2020 | Common Stock | 30,679 | 22,991 | D |
Explanation of responses
- F1These shares were acquired through an exercise of expiring options granted under the Company's 2005 Long Term Incentive Plan.
- F2Price reflects the exercise price of the option granted on November 15, 2008 and November 17, 2009.
- F3Weighted average selling price of shares sold on November 2, 2015.
- F4There is no price associated with acquiring this derivative security since it was acquired pursuant to an employee benefit transaction under the Company's Omnibus Long Term Incentive Plan.