SEC Form 4/A · accession 0001225208-19-002070
CUMMINS INC · CMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tracy A Embree
Officer — VP & Pres. - Components Group
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2 | Feb 6, 2019 | S | 1,184 | $150.00 | D | 3,866 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018.
- F2On February 6, 2019, the reporting person's broker effected a sale pursuant to the Rule 10b5-1 Trading Plan. Pursuant to the terms of the Plan, 1,184 shares should have been sold, but due to a broker error, only 206 shares were sold. The error was corrected by the broker on February 8, 2019.