SEC Form 4 · accession 0001225208-18-007447
CUMMINS INC · CMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter William Anderson
Officer — VP - Global Supply Chain & Mfg
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | holding | — | — | — | 239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $160.10 | Apr 3, 2018 | A | 3,480 | A | Apr 3, 2021 | Apr 3, 2028 | Common | 3,480 | 3,480 | D |
| Stock Option (Right-to-Buy) | $149.72 | holding | — | — | — | Apr 3, 2020 | Apr 3, 2027 | Common | 3,750 | 3,750 | D |
Explanation of responses
- F1Reflects 239.314 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.