SEC Form 4 · accession 0001225208-17-009396
CUMMINS INC · CMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William I Miller
Director
Period of report
May 9, 2017
Accepted (ET)
May 9, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | May 9, 2017 | A | 995 | $0.00 | A | 41,261 | D | |
| Common | holding | — | — | — | 500 | I | Annual Exclusion Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF3,F2 | — | holding | — | — | — | — | — | Common | 4,122 | 4,122 | D |
Explanation of responses
- F1Includes 816.4804 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
- F2These securities generally do not carry a conversion price, exercise date or expiration date.
- F3Includes 126.1428 dividend equivalent units credited in exempt transactions since the most recently filed Form 4.