SEC Form 4 · accession 0001225208-17-008938
CUMMINS INC · CMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherry A Aaholm
Officer — VP - Chief Information Officer
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 1,145 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $149.72 | May 1, 2017 | A | 5,010 | A | Apr 3, 2020 | Apr 3, 2027 | Common | 5,010 | 5,010 | D |
| Stock Option (Right-to-Buy) | $105.94 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | Common | 3,340 | 3,340 | D |
| Stock Option (Right-to-Buy) | $109.09 | holding | — | — | — | Apr 4, 2019 | Apr 4, 2026 | Common | 6,790 | 6,790 | D |
| Stock Option (Right-to-Buy) | $136.82 | holding | — | — | — | Apr 2, 2018 | Apr 2, 2025 | Common | 3,130 | 3,130 | D |
| Stock Option (Right-to-Buy) | $149.34 | holding | — | — | — | Apr 2, 2017 | Apr 2, 2024 | Common | 2,490 | 2,490 | D |