SEC Form 4/A · accession 0001225208-16-025890
CUMMINS INC · CMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anant Talaulicar
Officer — VP & President - Components
Period of report
May 22, 2015
Accepted (ET)
Feb 9, 2016 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | May 22, 2015 | S | 3,027 | $142.0196 | D | 15,826 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 originally filed for this transaction reported a sale of only 1,958 shares on May 22, 2015 due to an administrative error. The total number of shares sold on May 22, 2015 was in fact 3,027. This amended Form 4 is being filed to report the corrected total number of shares sold.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.95 - $142.17. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.