SEC Form 4 · accession 0001140361-16-088185
CUMMINS INC · CMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Herdman
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Nov 28, 2016 | S | 1,000 | $137.7734 | D | 11,135 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 76.89372 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors and 123.808 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.