SEC Form 4 · accession 0001179110-17-015479
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Zable
Officer — Chairman of the Board
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2017 | G | 3,085 | — | D | 1,763,985 | I | The Walter C. Zable Trust U/A/D 2/7/06 |
| Common StockF3 | holding | — | — | — | 24,351 | I | W. Zable GST Trust | |
| Common StockF4 | holding | — | — | — | 164,229 | I | Trusts for Reporting Person's Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares to The Walter C. and Stefanie A. Zable Family Foundation, a charitable trust for which the Reporting Person is Trustee with voting and investment power, but no pecuniary interest.
- F2The Walter C. Zable Trust U/A/D 2/7/06 for which the Reporting Person is sole trustee.
- F3W. Zable GST Trust FBO Walter C. Zable dtd 9/18/78 and restated 6/12/07, for which Reporting Person is sole trustee.
- F4The reported securities are held in 3 trusts for the Reporting Person's children, for which Reporting Person is sole trustee.