SEC Form 4 · accession 0001179110-17-014750
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Zable
Officer — Chairman of the Board
Period of report
Jun 22, 2017
Accepted (ET)
Nov 30, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2017 | G | 543 | $0.00 | D | 1,765,606 | I | The Walter C. Zable Trust U/A/D 2/7/06 |
| Common StockF2 | Oct 1, 2017 | M | 1,635 | — | A | 1,635 | D | |
| Common StockF3 | Oct 1, 2017 | F | 171 | $51.00 | D | 1,464 | D | |
| Common StockF4 | Oct 12, 2017 | J | 1,464 | — | D | 0 | D | |
| Common StockF4,F1 | Oct 12, 2017 | J | 1,464 | — | A | 1,767,070 | I | The Walter C. Zable Trust U/A/D 2/7/06 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Walter C. Zable Trust U/A/D 2/7/06 for which the Reporting Person is sole trustee.
- F2Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Amendment to Form 4 filed on 10/3/17.
- F3Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. Amendment to Form 4 filed on 10/3/17.
- F4Represents a transfer of shares without consideration from the Reporting Person to the Walter C. Zable Trust.