SEC Form 4 · accession 0001179110-17-010045
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley H Feldmann
Officer — President/CEO · Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2017 | J | 272 | $43.985 | A | 24,294 | D | |
| Common StockF2 | holding | — | — | — | 3,050 | I | Feldmann IRA | |
| Common StockF3 | holding | — | — | — | 1,251 | I | Cubic 401(k) | |
| Common StockF4 | holding | — | — | — | 33 | I | The Feldmann Family Trust DTD 04-20-12 | |
| Common StockF5 | holding | — | — | — | 11 | I | By child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents securities acquired through Cubic's ESPP.
- F2Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which the Reporting Person is the sole owner with full voting and disposition rights.
- F3Represents shares held by the Reporting Person's 401(k).
- F4The Feldmann Family Trust DTD 04-20-2012, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
- F5Represents shares held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities.